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APPENDIX: FURTHER INFORMATION - Part 1
The following people cannot normally complain of unfair dismissal (but see 'Note' below):
Note : In certain types of case (see Who can complain of unfair dismissal?), an employee may complain to an employment tribunal regardless of length of service.
A tribunal may rule that an employee who resigns because of conduct by his or her employer has been 'constructively dismissed'. For a tribunal to rule in this way the employer's action has to be such that it can be regarded as a substantial breach of the employment contract indicating that he or she intends no longer to be bound by the contract: an example of this might be where the employer arbitrarily demotes an employee to a lower rank or poorer paid position. The contract is what has been agreed between the parties, whether orally or in writing or a combination of both, together with what must necessarily be implied to make the contract workable.
A woman will automatically be regarded as unfairly dismissed if her employer dismisses her, or selects her for redundancy, in any of the following circumstances:
In addition, it is unlawful to dismiss an employee who doesn't return from her maternity leave on time because:
An employee who is not given her job back, or offered a suitable alternative job, at the end of additional maternity leave will not be regarded as unfairly dismissed if the employer can show an employment tribunal that:
If a woman is made redundant during her ordinary or additional maternity leave period, she may be entitled to a redundancy payment. However, if she was offered a suitable vacancy and unreasonably refused it, she may lose her right to a redundancy payment.
In addition, employees have the right not to be subjected to detrimental treatment on the grounds of pregnancy, childbirth or maternity.
A detailed description of the maternity provisions may be found in DTI guidance on maternity leave.
Employees are protected from suffering a detriment or dismissal for taking, or seeking to take, paternity leave. Employees who believe they have been treated unfairly for these reasons can complain to an employment tribunal regardless of their length of service. Employees who are not given their job back at the end of paternity leave are entitled to make a complaint of unfair dismissal, regardless of their length of service.
It is unlawful for an employer to dismiss an employee because he:
This protection against dismissal also applies if an employee is selected for redundancy on these grounds.
Further information about paternity leave can be found in the document Working fathers - rights to leave and pay: a guide for employers and employees.
Employees are protected from suffering a detriment or dismissal for taking, or seeking to take, adoption leave. Employees who believe they have been treated unfairly for these reasons can complain to an employment tribunal regardless of their length of service. Employees who are not given their job back at the end of ordinary adoption leave are entitled to make a complaint of unfair dismissal, regardless of their length of service.
It is unlawful for an employer to dismiss an employee because:
their employer failed to give them appropriate notice of their return date and they reasonably believed that the period had not ended; or
their employer gave them less than 28 days’ notice of the date on which their adoption leave would end, and it was not reasonably practicable for them to return on that date.
In addition, employees have the right not to be subjected to detrimental treatment on these grounds.
This protection against dismissal also applies if an employee is selected for redundancy on these grounds.
If a redundancy situation arises during an employee's ordinary or additional adoption leave which makes it impractical for their employer to continue to employ them under their original contract, the employee is entitled to be offered a suitable alternative vacancy where there is one. The offer should be made before the original contract ends and the new contract must take effect immediately when the original contract does end.
If the employer fails to offer a suitable alternative vacancy and there is one, the redundancy will be regarded as unfair dismissal. If the employee unreasonably turns down a suitable alternative vacancy, they may give up their right to a redundancy payment.
An employee may make a complaint about redundancy during adoption leave to an employment tribunal.
Further information about adoption leave can be found in DTI guidance on adoption leave.
It is unlawful for an employer to dismiss an employee irrespective of their length of service if the reason or the main reason for the dismissal is that:
This protection against dismissal also applies if an employee is selected for redundancy on these grounds.
It is also unlawful for an employer to subject an employee to any other detrimental treatment on these grounds.
For further information see Flexible working: the right to request and the duty to consider: guidance for employers and employees and Flexible working: the right to request: a basic summary.
Employees will be unfairly dismissed if their employer dismisses them (or selects them for redundancy when others in similar circumstances are not selected) because they:
It is also unlawful for an employer to subject an employee to any other detrimental treatment on one of these grounds.
Whether or not the steps which an employee takes to protect him or herself or others from danger are 'appropriate' will be judged by reference to all the circumstances including, in particular, the employee's knowledge and the facilities and advice available at the time.
It will not be unfair for an employer to dismiss an employee (or subject him or her to any other detriment) if it was, or would have been, so negligent for the employee to take the steps he or she took, or proposed to take, that a reasonable employer could have reacted in that way.
There is no qualifying period of service, for employees who wish to complain that they have been dismissed for one of the reasons described in this section.
Employees will be unfairly dismissed if their employer dismisses them (or selects them for redundancy when others in similar circumstances are not selected) because they have sought to assert one of their statutory employment protection rights either by bringing proceedings against the employer to enforce the right or by alleging in some other way that the employer has infringed the right.
To benefit from this protection, employees do not necessarily have to have specified the right they sought to assert, so long as they made it reasonably clear to the employer what that right was.
Provided that they have acted in good faith, employees are protected regardless of whether or not they did in fact qualify for the right they sought to assert and regardless of whether or not that right had in fact been infringed. The rights covered by the protection are those relating to:
Similar protection is provided for where action is taken to enforce an employee's right to the national minimum wage (see Dismissal relating to the national minimum wage), or working tax credit (see Dismissal relating to the Tax Credits Act 2002) and where an employee takes certain actions under the Transnational Information and Consultation of Employees Regulations 1999 (see Dismissal relating to the Transnational Information and Consultation of Employees Regulations 1999), the European Public Limited-Liability Company Regulations 2004 or the Information and Consultation of Employees Regulations 2004 the Occupational and Personal Pension Schemes (Consultation by Employers and Miscellaneous Amendment) Regulations 2006 or the European Cooperative Society (Involvement of Employees) Regulations 2006.
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of the reasons described in this section.
As explained before (see What is reasonable procedure and sufficient reason for dismissing an employee?), for a dismissal to be fair the employer must not only have a valid reason for the dismissal, but must also act reasonably. In a case in which the employee is suspected of a criminal offence, the test is whether the employer genuinely believed on reasonable grounds that the applicant was guilty of the offence in question and not, as in a criminal court, whether it is established beyond all reasonable doubt that the employee is guilty of the particular matter with which charged. Belief on reasonable grounds in this context will normally involve proper inquiries into the matter on the part of the employer. If the employer conducts such inquiries and gives the employee an opportunity to explain what has happened and then has reasonable grounds for coming to the conclusion that the employee can no longer be retained, the tribunal will usually find that the employer acted reasonably even if the employee is subsequently acquitted by a criminal court of the offence in question. On the other hand, if the employer dismisses the employee without making proper inquiries or giving the employee an opportunity to explain, the tribunal may well find that the employer acted unreasonably and that the dismissal was unfair.
The question of criminal offences outside employment is dealt with by the Acas Code of Practice.
The inability of an employee to do a job, for whatever reason, is a valid reason for dismissal. However, the case of the employee who becomes physically or mentally unable to do his or her job because of illness, or is persistently absent from work because of illness, clearly demands special consideration. Tribunals recognise that - especially in the smaller firm - it will often not be possible for the organisation to 'carry' the ill employee, and they understand that a time comes when the employer can no longer be expected to keep open the post of an employee who is off sick.
As with the dismissals for other reasons, however, they expect the employer to have discussed the position with the employee concerned and to be absolutely sure of the facts about the employee's state of health and whether he or she is incapable of doing his or her job, or likely to be persistently absent in the future. This may involve taking medical advice about the employee's condition by talking, with the employee's permission, to his or her doctor. If there is less demanding work available which the sick employee would be capable of doing the tribunal will normally expect the employer to offer it to the employee. Employers should also note that the Disability Discrimination Act 1995 makes it unlawful for employers, with the exception of the armed forces, to discriminate against current or prospective disabled employees on the grounds of their disability. To be covered by the provisions of the Disability Discrimination Act, an employee would need to meet the definition of disability under the Act, which is "a physical or mental impairment which has a substantial and long-term adverse effect on (a person's) ability to carry out normal day-to-day activities". Under the Act, an employer dismissing a disabled person, or giving them compulsory early retirement, for a reason relating to the disability, would need to be able to justify this with a substantial and relevant reason. An employer cannot justify such treatment if the reason could be removed or made less than substantial, by a reasonable adjustment. Examples of reasonable adjustments might include the provision of specialist equipment, an alteration to premises to ease access, increased flexibility concerning working hours, not counting leave taken in relation to disability as ‘sick leave’, redeployment to other duties, possibly in another location, or the allocation of some non-core duties to another employee.
Free material on all the Act's provisions can be obtained from the Disability Rights Commission (Helpline 08457 622 633; textphone 08457 622 644).The Government has also published a Code of Practice for the elimination of discrimination in the field of employment against disabled persons or persons who have had a disability, which is available from The Stationery Office (£9.95 ISBN 0-11-270954-0).
Redundancy in itself is a valid reason for dismissal. But an employee dismissed for this reason may nevertheless be found to have been unfairly dismissed. This will arise where the employee was unfairly selected for redundancy:
In addition, as in respect of any other reason for dismissal, the tribunal needs to be satisfied that the employer acted reasonably in treating the redundancy as a sufficient reason for the dismissal. Accordingly, here also, the tribunal will look to see that the dismissal of that particular employee or the manner of the dismissal was fair; examples of unfair redundancy dismissals could occur where the employer failed to give adequate warning of redundancy or failed to consider alternative employment for the employee. For further information, see the document Redundancy entitlement - statutory rights and the Acas booklet Redundancy handling.
Where an undertaking or a part of an undertaking is transferred from one employer to another (for example, through the sale of the undertaking or part of the undertaking), if either the old or the new employer dismisses an employee solely or mainly because the undertaking or part of the undertaking has been transferred, the dismissal will be considered unfair.
However, if a dismissal associated with the transfer, either by the old or the new employer, is necessary for economic, technical or organisational reasons entailing changes in the workforce, it may be considered fair if a tribunal finds that this is the main reason for dismissal and if it also finds that the employer acted reasonably in treating this reason as sufficient to justify dismissal. For further information, see A Guide to the 2006 TUPE Regulations.
Legislation gives shop and betting workers the right not to be dismissed, selected for redundancy or subjected to other detrimental treatment for refusing or proposing to refuse to do work on Sundays. There is no qualifying period of service for employees who wish to complain that they have been dismissed for this reason. This protection came into force in England and Wales on 26 August 1994 for shop workers and 3 January 1995 for betting workers and in Scotland, both for shop and for betting workers, on 6 April 2004. It does not apply to those employed to work only on Sundays.
In England and Wales, employees who were employed at the time the legislation came into force and have remained with the same employer since then generally have these rights automatically. Employees in England and Wales whose contracts cannot require them to work on Sundays also have these rights automatically. Employees in England and Wales who, after the legislation came into force, enter into a contractual agreement to do shop or betting work on Sundays, either by formally "opting in" to Sunday working or by taking up a new job which requires Sunday working, can generally qualify for these rights by "opting-out" of Sunday working, subject to a three month notice period.
In Scotland, only employees whose contract cannot require them to work on Sundays have these rights automatically. Other employees in Scotland can qualify for them by "opting-out" of Sunday working, subject to a three month notice period.
For further information see Sunday shop and betting work: employees rights.
A dismissal will be held to be unfair if the main reason for it is that an employee who is a trustee of a relevant occupational pension scheme has performed, or has proposed to perform, any functions as such a trustee. There is no qualifying period of service for employees who wish to complain that they have been dismissed for these reasons. It is also unlawful for an employer to subject an employee to any other detrimental treatment for these reasons.
A "relevant occupational pension scheme" means an occupational pension scheme (as defined in section 1 of the Pension Schemes Act 1993) established under a trust.
A dismissal will be held to be unfair if the main reason relates to an employee's status or actions as a representative for consultation about redundancies or business transfers, or as a candidate to be a representative of this kind, or to their participation in the election of such a representative. Further details can be found in the documents Redundancy consultation and notification - Guidance and A Guide to the 2006 TUPE Regulations. There is no qualifying period of service for employees who wish to complain that they have been dismissed for a reason described in this section. It is also unlawful for an employer to subject an employee to any other detrimental treatment on these grounds.
The Transnational Information and Consultation of Employees Regulations 1999 (Statutory Instrument 1999 no.3323, available from The Stationery Office) implement in the United Kingdom the European Works Council Directive, which sets out requirements for informing and consulting employees at the European level, in undertakings or groups with at least 1000 employees across the member states and at least 150 employees in each of two or more of those member states. An employee will be held to be unfairly dismissed (or selected for redundancy) if he or she was, within the meaning of these regulations, a member of a special negotiating body or a European Works Council, an information and consultation representative or a candidate to be such a member or representative, and the reason or the main reason for the redundancy or dismissal was that he or she performed or proposed to perform any functions or activities as such a member, representative or candidate, or that he or she (or a person acting for them) made a request or proposed to make a request for reasonable time off to perform such functions and to be paid for doing so.
There is additional protection against dismissal for any employees who take proceedings in good faith to an employment tribunal to enforce their rights under these regulations, or who take certain actions in relation to the procedures governed by the regulations.
There is no qualifying period of service for employees who wish to complain that they have been dismissed for a reason described in this section. It is also unlawful for an employer to subject an employee to any other detrimental treatment on these grounds.
Employees will be held to be unfairly dismissed (or selected for redundancy) if the reason, or the main reason, for the dismissal is that they:
unless the relevant act or omission of the employee was unreasonable.
Employees can make an application for interim relief to an employment tribunal if they consider that the reason or principal reason for their dismissal was one of the above. There is no qualifying period of service for employees who wish to complain that they have been dismissed for these reasons. It is also unlawful for an employer to subject workers to a detriment for these reasons by any act or by any deliberate failure to act.
See the Trade Unions page.
Legislation provides that workers are entitled to be accompanied at certain disciplinary and grievance hearings by a fellow worker or a trade union official of their choice, provided they make a reasonable request to be accompanied. They also have the right to a reasonable postponement of the hearing, within specified limits, if a chosen companion is not available at the time proposed for the hearing by the employer.
Workers have the right to take time off during working hours in order to accompany fellow workers who are employed by the same employer. Workers will be unfairly dismissed (or selected for redundancy), regardless of length of service, if their employer dismisses them:
It is also unlawful for an employer to subject a worker to any other detrimental treatment on these grounds.
The rights apply both to employees and to other workers such as agency workers and home workers, though not to those who are in business solely on their own account. For further information see the Acas Code of Practice on disciplinary and grievance procedures.
Employees will be unfairly dismissed (or selected for redundancy) if the reason, or the main reason, is that:
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of these reasons.
While only employees can complain of unfair dismissal, workers who are not employees can complain to an employment tribunal that they have suffered a detriment if their contracts are terminated for any of these reasons, compensation being awarded on the same basis as for unfair dismissal. Both employees and workers who are not employees are also protected from detrimental action or deliberate inaction by their employer falling short of dismissal or termination of contract.
For further information, see A detailed guide to the national minimum wage which is obtainable by calling 0845 8450 360.
Broadly, the Regulations provide workers with the right to paid leave, rest periods and breaks, as well as limiting the average hours per week which they can be required to work.
Workers who are employees will be held to be unfairly dismissed (or selected for redundancy) if the reason, or the main reason, for the dismissal is that they:
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of these reasons.
Workers who are not employees can complain to an employment tribunal that they have suffered a detriment if their contracts are terminated for any of these reasons, or for seeking to assert any rights conferred on them by the Regulations, compensation being awarded on the same basis as for unfair dismissal. Both employees and workers who are not employees are also protected from detrimental action or deliberate inaction by their employer falling short of dismissal or termination of contract.
For further information, see Your guide to the Working Time Regulations.
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