URN No: 07/828/A1
Introduction
Legislation gives most employees the right not to be unfairly dismissed.
This document outlines the unfair dismissal provisions and explains how complaints are dealt with. It gives general guidance only and should not be regarded as a complete or authoritative statement of the law.
Employees who believe that they were dismissed solely or mainly because an undertaking or part of an undertaking has been transferred from one employer to another should also see A guide to the 2006 TUPE Regulations and, for those who believe that their dismissal was on the grounds of their trade union membership or activities or their non-membership of a trade union, the document Union membership: rights of members and non-members.
Employees who believe their dismissal was unlawful because of sex or race discrimination should also consult the Guides to the Sex Discrimination Act or the Race Relations Act. These booklets are available free of charge from Jobcentre Plus offices.
Employees who believe their dismissal was unlawful because of disability discrimination should consult The Disability Discrimination Act 1995: what employees and job applicants need to know (DLE 3), which is available from the Disability Rights Commission Helpline on 08457 622 633 or textphone 08457 622 644.
Employees who believe that their dismissal was unlawful because of discrimination on grounds of religion or belief, sexual orientation or age should consult the relevant guidance on the Advisory, Conciliation and Arbitration Service (Acas) website.
Further information about unfair dismissal can also be obtained from Acas.
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Meaning of dismissal
Dismissal is defined as the termination of employment by:
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Who can complain of unfair dismissal?
Most employees have the right to complain of unfair dismissal to an employment tribunal but there are certain exceptions. A complaint to an employment tribunal must be made by the individual who was dismissed, but if the employee dies a personal representative of the deceased can make the application to the tribunal or continue proceedings already started. An 'employee' is an individual who has entered into, works or worked under a contract of employment. A contract of employment is a contract of service or apprenticeship. Its terms may be expressed in writing or orally, or may be implied.
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Who cannot complain of unfair dismissal?
The following people cannot normally complain of unfair dismissal (but see 'Note' below):
A tribunal may rule that an employee who resigns because of conduct by his or her employer has been 'constructively dismissed'.
For a tribunal to rule in this way the employer's action has to be such that it can be regarded as a significant breach of the employment contract indicating that he or she intends no longer to be bound by one or more terms of the contract: an example of this might be where the employer arbitrarily demotes an employee to a lower rank or poorer paid position. The contract is what has been agreed between the parties, whether orally or in writing, or a combination of both, together with what must necessarily be implied to make the contract workable
Dismissal of an employee will only be fair if the employer can show that the reason for it was one of those listed below (but see Dismissal on the transfer of an undertaking) and, except where the reason for dismissal is the retirement of the employee, the tribunal is satisfied that the employer acted reasonably in the circumstances (including the size and administrative resources of the undertaking) in treating that reason as sufficient to justify dismissing the employee.
The reasons are:
In deciding whether the employer acted reasonably in dismissing the employee the tribunal will take account, amongst other factors, of whether he or she followed appropriate disciplinary procedures.
Where statutory dismissal and disciplinary procedures apply and are not treated as having been complied with, a dismissal will be unfair if an employee is dismissed without the statutory procedure having been followed (see Dismissal without following statutory dismissal and disciplinary procedures, and the Resolving Disputes web page).
From the same date, however, if an employer fails to follow a disciplinary procedure which goes beyond the statutory procedure, that failure will not by itself make the dismissal an unfair one - provided that properly following the procedure would have made no difference to the decision to dismiss, and that the dismissal was fair in all other respects.
Where retirement is shown to be the reason for dismissal, whether the dismissal is fair will depend on whether the employer complied with the duty to consider working beyond retirement (see Retirement).
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Dismissal on the transfer of an undertaking
When an undertaking or part of an undertaking has been transferred from one employer to another (for example, through the sale of the undertaking or part of the undertaking), the regulations on the transfer of undertakings may apply. Under these regulations, if an employee is dismissed, by either the old or the new employer because of the transfer or a reason connected with it, the dismissal will be considered unfair unless it was for an economic, technical or organizational reason entailing changes in the workforce. If the dismissal was for such a reason it will be fair only if a tribunal decides that the employer acted reasonably in the circumstances in dismissing the employee. For further information see A guide to the 2006 TUPE Regulations.
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Unfair selection for redundancy
Dismissal on grounds of redundancy will be unfair if:
the employee was selected for redundancy when others in similar circumstances were not selected, and the reason for this was:
Furthermore, dismissal on the grounds of redundancy may also be held to be unfair (depending upon the circumstances) for some other reason (for example, if the employer failed to give adequate warning of redundancy or failed to consider alternative employment for the employee).
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Dismissal relating to trade union membership, activities and related matters or non-membership of a union
A dismissal will be held to be unfair if the reason, or the main reason for it was:
A dismissal will also be held to be unfair if the reason, or the main reason for it was:
There is no qualifying period of service for employees who wish to complain that they have been dismissed for these reasons.
Both employees and workers who are not employees are also protected against detriment on these grounds.
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Dismissal on the grounds of trade union recognition
Employees will be held to be unfairly dismissed (or selected for redundancy) if the reason, or the main reason, for the dismissal is that they:
unless the relevant act or omission of the employee was unreasonable.
Employees can make an application for interim relief to an employment tribunal if they consider that the reason or principal reason for their dismissal was one of the above. There is no qualifying period of service for employees who wish to complain that they have been dismissed for these reasons. It is also unlawful for an employer to subject workers to a detriment for these reasons by any act or by any deliberate failure to act.
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Dismissal in connection with disciplinary and grievance hearings
Legislation provides that workers are entitled to be accompanied at certain disciplinary and grievance hearings by a fellow worker or a trade union official of their choice, provided they make a reasonable request to be accompanied. They also have the right to a reasonable postponement of the hearing, within specified limits, if a chosen companion is not available at the time proposed for the hearing by the employer.
Workers have the right to take time off during working hours in order to accompany fellow workers who are employed by the same employer.
Workers will be unfairly dismissed, regardless of length of service, if their employer dismisses them:
It is also unlawful for an employer to subject a worker to any other detrimental treatment on these grounds.
The rights apply both to employees and to other workers such as agency workers and home workers, though not to those who are in business solely on their own account. For further information see the Acas Code of Practice on Disciplinary and Grievance Procedures.
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Dismissal relating to activities as an occupational pension scheme trustee
Employee occupational pension fund trustees have the right to reasonable paid time off for the performance of their duties and to undergo training.
A dismissal will be held to be unfair if the main reason for it was that an employee performed, or proposed to perform, any duties relevant to his or her role as an employee occupational pension scheme trustee. There is no qualifying period of service for employees who wish to complain that they have been dismissed for this reason. It is also unlawful for an employer to subject an employee to any other detrimental treatment for these reasons.
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Dismissal for taking action on health and safety grounds
Employees will be unfairly dismissed if their employer dismisses them (or selects them for redundancy when others in similar circumstances are not selected) because they:
It is also unlawful for an employer to subject an employee to any other detrimental treatment on one of these grounds.
Whether or not the steps which an employee takes to protect him or herself or others from danger are 'appropriate' will be judged by reference to all the circumstances including, in particular, the employee's knowledge and the facilities and advice available at the time.
It will not be unfair for an employer to dismiss an employee (or subject him or her to any other detriment) if it was, or would have been, so negligent for the employee to take the steps he or she took, or proposed to take, that a reasonable employer could have reacted in that way.
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of the reasons described in this section.
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Dismissal for asserting a statutory employment right
Employees will be unfairly dismissed if their employer dismisses them (or selects them for redundancy when others in similar circumstances are not selected) because they have sought to assert one of their statutory employment protection rights by either bringing proceedings against the employer to enforce the right or by alleging in some other way that the employer has infringed the right.
To benefit from this protection, employees do not necessarily have to have specified the right they sought to assert, so long as they made it reasonably clear to the employer what that right was.
Provided that they have acted in good faith, employees are protected regardless of whether or not they did in fact qualify for the right they sought to assert and regardless of whether or not that right had in fact been infringed.
The main rights covered by the protection are those relating to:
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of the reasons described in this section.
Similar protection is provided for where action is taken to enforce an employee's right to the national minimum wage or working tax credit or where an employee takes certain actions under the Transnational Information and Consultation of Employees Regulations 1999,the European Public Limited-Liability Company Regulations 2004, the Information and Consultation of Employees Regulations 2004, the Occupational and Personal Pension Schemes (Consultation by Employers and Miscellaneous Amendment) Regulations 2006 or the European Cooperative Society (Involvement of Employees) Regulations 2006.
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Dismissal for refusing to do shop or betting work on a Sunday
Legislation gives shop and betting workers the right not to be dismissed, selected for redundancy or subjected to other detrimental treatment for refusing or proposing to refuse to do work on Sundays. This protection came into force in England and Wales on 26 August 1994 for shop workers and 3 January 1995 for betting workers, and in Scotland, both for shop and for betting workers, on 6 April 2004. It does not apply to those employed to work only on Sundays.
In England and Wales, employees who were employed at the time the legislation came into force and have remained with the same employer since then generally have these rights automatically. Employees in England and Wales whose contracts cannot require them to work on Sundays also have these rights automatically. Employees in England and Wales who, after the legislation came into force, enter into a contractual agreement to do shop or betting work on Sundays, either by formally "opting in" to Sunday working or by taking up a new job which requires Sunday working, can generally qualify for these rights by "opting-out" of Sunday working, subject to a three month notice period.
In Scotland, only employees whose contract cannot require them to work on Sundays have these rights automatically. Other employees in Scotland can qualify for them by "opting-out" of Sunday working, subject to a three month notice period.
For further information see Sunday shop and betting work - Employee's rights.
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Dismissal relating to activities as an employee representative
A dismissal will be held to be unfair if the main reason relates to an employee's status or actions as a representative for consultation about redundancies or business transfers, or as a candidate to be a representative of this kind, or their participation in the election of such a representative. Further details can be found in Redundancy notification and consultation and A guide to the 2006 TUPE Regulations. There is no qualifying period of service for employees who wish to complain that they have been dismissed for a reason described in this section. It is also unlawful for an employer to subject an employee to any other detrimental treatment on these grounds.
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Dismissal relating to the Transnational Information and Consultation of Employees Regulations 1999
The Transnational Information and Consultation of Employees Regulations 1999 (Statutory Instrument 1999 no.3323, available from the Stationery Office) implement in the United Kingdom the European Works Council Directive, which sets out requirements for informing and consulting employees at the European level, in undertakings or groups with at least 1000 employees across the member states and at least 150 employees in each of two or more of those member states. An employee will be held to be unfairly dismissed if he or she was, within the meaning of these regulations, a member of a special negotiating body or a European Works Council, an information and consultation representative or a candidate to be such a member or representative, and the reason or the main reason for the redundancy or dismissal was that he or she performed or proposed to perform any functions or activities as such a member, representative or candidate, or that he or she (or a person acting for them) made a request or proposed to make a request for reasonable time off to perform such functions and to be paid for doing so.
There is additional protection against dismissal for any employees who take proceedings in good faith to an employment tribunal to enforce their rights under these regulations, or who take certain actions in relation to the procedures governed by the regulations.
There is no qualifying period of service for employees who wish to complain that they have been dismissed for a reason described in this section. It is also unlawful for an employer to subject an employee to any other detrimental treatment on these grounds.
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Dismissal relating to the National Minimum Wage
Employees will be unfairly dismissed (or selected for redundancy) if the reason, or the main reason, is that:
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of these reasons.
While only employees can complain of unfair dismissal, workers who are not employees can complain to an employment tribunal that they have suffered a detriment if their contracts are terminated for any of these reasons, compensation being awarded on the same basis as for unfair dismissal. Both employees and workers who are not employees are also protected from detrimental action or deliberate inaction by their employer falling short of dismissal or termination of contract.
For further information, see A detailed guide to the national minimum wage.
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Dismissal relating to the Working Time Regulations 1998
Broadly, the Regulations provide workers with the right to paid leave, rest periods and breaks, as well as limiting the average hours per week which they can be required to work. Employees will be held to be unfairly dismissed (or selected for redundancy) if the reason, or the main reason, for the dismissal is that they:
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of these reasons.
Workers who are not employees can complain to an employment tribunal that they have suffered a detriment if their contracts are terminated for any of these reasons, or for seeking to assert any rights conferred on them by the Regulations, compensation being awarded on the same basis as for unfair dismissal. Both employees and workers who are not employees are also protected from detrimental action or deliberate inaction by their employer falling short of dismissal or termination of contract.
For further information, see Your guide to working time regulations.
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Dismissal for making a public interest disclosure
The Public Interest Disclosure Act 1998 provides protection for 'whistleblowers' - workers who are dismissed or victimised as a result of making a qualifying disclosure. It applies both to employees, whose dismissal (or selection for redundancy) will be held to be unfair if it is wholly or mainly for making a disclosure within the meaning of the Act, and to workers who are not employees, who can complain to an employment tribunal that they have suffered a detriment if their contracts are terminated for making such a disclosure, compensation being awarded on the same basis as for unfair dismissal. Both employees and workers who are not employees are also protected from detrimental action or deliberate inaction by their employer falling short of dismissal or termination of contract.
There is no qualifying period of service for employees who wish to complain that they have been dismissed for a reason described in this section.
For further information, see Disclosures in the public interest: Protections for workers who 'blow the whistle' - Guidance.
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Dismissal relating to the Tax Credits Act 2002
Employees will be held to be unfairly dismissed (or selected for redundancy) if the reason, or the main reason, for the dismissal is:
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of these reasons.
This protection applies to individuals who are employees within the meaning of the Employment Rights Act 1996. It is also unlawful for an employer to subject such employees to any other detrimental treatment. In addition, individuals who are not employees within the meaning of the 1996 Act, but who are employees within the meaning of the Tax Credits Act 2002, are protected against detrimental treatment (including the termination of their contracts).
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Dismissal relating to parental leave
The Maternity and Parental Leave etc. Regulations 1999 give employees the right not to be dismissed where the reason, or the main reason is that they:
There is no qualifying period of service for employees who wish to complain that they have been dismissed for one of these reasons. It is also unlawful for an employer to subject an employee to any other detrimental treatment for any of these reasons.
Further details can be found in Parental Leave - a short guide and Parental Leave - a guide for employers and employees.
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Dismissal relating to time off for dependants
The Maternity and Parental Leave etc. Regulations 1999 give employees the right not to be dismissed where the reason, or the main reason is that they exercised their right to take a reasonable amount of time off work to deal with certain situations involving a dependant.
There is no qualifying period of service for employees who wish to complain that they have been dismissed for this reason. It is also unlawful for an employer to subject an employee to any other detrimental treatment for this reason.
Further details can be found in Family emergency? Your right to time off and Time off for dependants - a guide for employers and employees.
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Dismissal relating to the Part-time Workers (Prevention of Less Favourable Treatment) Regulations 2000
Broadly, the aim of the Regulations is to ensure that part-time workers are treated no less favourably in their working conditions than comparable full-timers, unless the less favourable treatment is justified on objective grounds. Part-time workers who believe that they have been treated in a manner which infringes the Regulations have the right to make a request in writing to receive, within twenty-one days, a written statement from their employer giving the reasons for the treatment.
Employees will be held to be unfairly dismissed (or selected for redundancy), regardless of length of service, if the reason, or the main reason, for the dismissal is that:
While only employees can complain of unfair dismissal, workers who are not employees can complain to an employment tribunal that they have suffered a detriment if their contracts are terminated for any of these reasons, compensation being awarded on the same basis as for unfair dismissal. Both employees and workers who are not employees are also protected from detrimental treatment for these reasons which falls short of dismissal or termination of contract.
For more information on the rights of part-time workers see the Part-time web page.
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Dismissal relating to the Fixed-term Employees (Prevention of Less Favourable Treatment) Regulations 2002
The aim of the Regulations is to ensure that fixed-term employees are not treated less favourably than comparable permanent employees on the grounds that they are fixed-term employees, unless this is objectively justified. Fixed-term employees who believe that they have been treated in a manner which infringes the Regulations have the right to make a request in writing to receive, within 21 days, a written statement from their employer giving reasons for the treatment.
Employees will be held to be unfairly dismissed (or selected for redundancy), regardless of length of service, if the reason, or the main reason, for the dismissal is that:
Employee are also protected from detrimental treatment which falls short of dismissal for these reasons.
Further details can be found in Fixed-term work - a guide to the regulations.
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